Financial Services

Financial Services

Data Governance Built to Meet Financial Regulations

The financial services industry is subject to numerous regulations, many of which affect how electronic data is stored, what types of electronic data must be stored, and how long it must be stored. Many financial institutions were familiar with email archiving, but the Dodd-Frank Wall Street Reform and Consumer Protection Act broadened the scope of information that must be archived to include documents, Bloomberg data, and many other file types. In addition, financial services organizations must be concerned about the security of their data. The Graham Leach Bliley Act (GLBA) protects private consumer information held by financial institutions. Under SEC Rules 17a-3 and 17a-4, broker-dealers must have a searchable index of all data stored, as well as viewable and readily retrievable data. Zovy encompasses all of these regulations and more within our solutions to help the financial sector meet their heavy regulatory burdens.



Find out how Zovy can help: Request a Demo

With Zovy, financial service organizations can prove that they meet a myriad of regulatory requirements, as well as other business needs:

  • Zovy’s data centers are SOC 2 Type II certified. This in-depth, independent audit ensures that the necessary controls and data safeguards are in place. It certifies that systems meet compliance requirements for provisions like GLBA, Sarbanes-Oxley (SOX), Bill 198, HIPAA, NASD 3010 and more
  • To support Dodd-Frank, Zovy enables financial services organizations to archive directly from Bloomberg
  • Every financial institution’s record retention guidelines are slightly different. Zovy can easily meet different policies, thanks to its customizable retention policies
  • Zovy’s eDiscovery tools are fully integrated – there’s no need to copy databases or create connectors between systems. When lawsuits arise, financial services organizations can search and do legal holds in real-time


Data Governance. Simplified. Contact Us Today ›

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